SVP, Head of Regulatory Compliance
About the Company
Dynamic commercial banking organization
Industry
Banking
Type
Privately Held, VC-backed
Founded
1999
Employees
201-500
Funding
$11-$25 million
Categories
Specialties
Business Classifications
About the Role
The Company is seeking an SVP, Head of Regulatory Compliance to join their team. The successful candidate will be a hands-on leader, strategist, and subject matter expert in regulatory compliance, with a focus on assessing and advising on existing and emerging regulatory requirements. This role is pivotal in maintaining a highly rated regulatory compliance program and will have direct oversight of the company's compliance with all relevant laws, rules, and regulations. Responsibilities include developing and updating compliance policies, standards, and procedures, as well as managing the annual compliance work plan. The role also involves ensuring that the company meets all regulatory reporting requirements and proactively identifying and mitigating regulatory risks. Applicants must have a background in a top-level compliance role within a banking environment, with experience in managing a significant financial services compliance function. A Certified Regulatory Compliance Manager (CRCM) certification is required, and experience in commercial banking, credit cards, and residential mortgage is preferred. The ideal candidate will have expert knowledge of various regulatory compliance regulations, including those related to fair lending, UDAAP, HMDA, and the Community Reinvestment Act. Strong leadership, relationship management, and communication skills are essential, as is the ability to work with stakeholders at all levels, from executives to regulators. The role also involves leading a team and serving as the company's subject matter expert in compliance matters.
Hiring Manager Title
Chief Risk Officer
Travel Percent
Less than 10%
Functions
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